NatWest Markets Securities Inc.

NatWest Markets Securities Inc. is registered as a broker-dealer in Stamford, Connecticut, USA.

Statements

 

 

 

Statement of Financial Condition 31 December 2020

Statement of Financial Condition 30 June 2020

Statement of Financial Condition 31 December 2019

Statement of Financial Condition 30 June 2019

Statement of Financial Condition 31 December 2018
Statement of Financial Condition 30 June 2018
Statement of Financial Condition 31 December 2017
Statement of Financial Condition 30 June 2017
Statement of Financial Condition 31 December 2016
Statement of Financial Condition 30 June 2016
Statement of Financial Condition 31 December 2015

SEC Rule 606 Disclosure

SEC Rule 606 Equities Report

SEC Rule 606 for Options 2nd Quarter 2011 to the present

NatWest Markets Business Continuity Statement

Terms of Agreement

Information Handling Disclosure

Pre-Hedging / Hedging Disclosure

Related links and Downloads

For information on our US broker-dealer:

Contact us

Filing receipt of certificate of amendment

NatWest Markets Business Continuity Statement

Futures commission merchant

For more information related to our Futures commission merchant status, click here.

©2020 NWMSI, Member SIPC. All rights reserved. 

Check the background of Our Firm and Investment Professionals on FINRA's Broker/Check.