Board and governance

NatWest Markets Securities Inc. (NWMSI) is a registered broker-dealer located in Stamford, Connecticut, USA. Securities business in the United States is conducted through NatWest Markets Securities Inc. a FINRA registered broker-dealer, a SIPC member and a wholly owned indirect subsidiary of NatWest Markets Plc. 

Board of Directors

The NatWest Markets Securities Inc. Board of Directors manages the affairs of NWMSI and is responsible for the long term success of the entity and the delivery of sustainable value to NWG.

Management team

The NWMSI management team is responsible for the governance, strategic management and oversight of the NatWest Markets businesses in the US. 

More information on NWMSI

 

Other NatWest Markets Legal Entities

NatWest Markets Plc is registered in Scotland No 90312 with limited liability and has trading hubs located in London, Frankfurt, Singapore, Hong Kong, a Connecticut representative office, and a sales office in Manchester. The Registered Office: is located at 36 St Andrew Square, Edinburgh EH2 2YB and  is authorized by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and Prudential Regulation Authority. NatWest Markets Plc is entered in the FCA's Register and its Register number is 121882. The FCA's Register can be accessed at www.fca.org.uk/register/. NatWest Markets Plc’s registered VAT number is GB 243852752.

Disclosures

Regulatory Information

Further Information

 

NatWest Markets N.V. is registered in Amsterdam, The Netherlands and has branches located in the UK (London), Germany (Frankfurt), France (Paris), Sweden (Stockholm), Spain (Madrid), Italy (Milan) and Ireland (Dublin).

NatWest Markets N.V. is authorised and regulated by De Nederlandsche Bank and the Autoriteit Financiële Markten. It has its seat at Amsterdam, The Netherlands, and is registered in the Commercial Register under number 33002587. NatWest Markets N.V. Branch Reg No. in England BR001029. Registered Office: Claude Debussylaan 94, Amsterdam, The Netherlands. Agency agreements exist between different members of NatWest Group.

 Further Information

 

NatWest Markets Securities Japan Limited is incorporated in Hong Kong and authorised and regulated by the Financial Services Agency of Japan (Kanto Financial Bureau (Kin-Sho) No. 202) in Japan. More information available here.

Further Information